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Aareal Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Aareal Bank AG 01.04.2021 / 19:05 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. Notification of Major Holdings 1. Details of issuer Name: Aareal Bank AG Street: Paulinenstr. 15 Postal

Aareal Bank AG
01.04.2021 / 19:05
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name:Aareal Bank AG
Street:Paulinenstr. 15
Postal code:65189
City:Wiesbaden
Germany
Legal Entity Identifier (LEI):EZKODONU5TYHW4PP1R34

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
XChange of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Klaus Umek
Date of birth: 05 Oct 1971

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Petrus Advisers Investments Fund L.P.

5. Date on which threshold was crossed or reached:
30 March 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.25 %4.17 %9.42 %59857221
Previous notification4.21 %1.88 %6.09 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005408116031420220.00 %5.25 %
Total31420225.25 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Long callApril 2021 - June 2022At any time23800003.98 %
  Total23800003.98 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
IndexOpenAt any timeCash1168190.20 %
   Total1168190.20 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
-Klaus Umek % % %
-Pomerol Limited % % %
-Petrus Advisers Ltd.5.25 % %9.42 %
-Petrus Advisers Investments General Partner Inc. % % %
-Petrus Advisers Investments Fund L.P.3.79 % %7.77 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
% % %

10. Other explanatory remarks:
 

Date
01 Apr 2021



01.04.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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Related Links

 

Contact details for notifications of voting rights according to section 33 et seq. of the German securities trading act
Fax.: +49 (0)611 348 2637
E-Mail: majorholdings(at)aareal-bank.com